As a veteran of the financial services industry, my aim is to work closely with individuals and families to chart and implement a tailored plan for their financial future.
I do this by taking a comprehensive approach with my clients. I begin by learning what is most important to them. Then I assist in putting each facet of their financial lives in order, creating a solid foundation in case of emergencies, executing a sound and well diversified plan to help achieve their goals and working to ensure that proper estate planning is in place.
I keep in close contact with my clients. When a financial question or opportunity arises, they know they can call me to discuss potential options. It is important to me that people are comfortable seeking advice and feel secure in their trust of my services.
Prior to establishing my own financial services company, Carlton & Company Financial, Inc., I worked with a national independent broker-dealer partnering with seasoned advisors to elevate their investment businesses through marketing, practice management and technology systems.
And from 2009-12, I was active as an Advisory Council member of the Financial Services Institute, where I helped lead a team of professionals in educating executives of other independent broker-dealers located throughout the country.
Accredited Asset Management Specialist® (AAMS)
Accredited Investment Fiduciary (AIF® )
Certified Wealth Strategist (CWS®)
Registered Representative (Series 7)
Investment Advisor Representative (Series 66)
Life, Variable and Long-term Care Insurance Licensed